The Hon. Elisse B. Walter
Class of 2007
Elisse B. Walter was appointed Commissioner of the Securities and Exchange Commission by President George W. Bush and served from July 2008 until August 2013. She was designated the 30th Chairman of the SEC by President Barack Obama, and she served as the agency’s leader from December 2012 to April 2013. She also served as Acting Chairman in January 2009.
Prior to her appointment as an SEC Commissioner, Ms. Walter served as Senior Executive Vice President, Regulatory Policy & Programs, for the Financial Industry Regulatory Authority (FINRA. She held the comparable position at NASD before its 2007 consolidation with NYSE Member Regulation.
Ms. Walter coordinated policy issues across FINRA and oversaw a number of departments including Investment Company Regulation, Corporate Financing, Member Education and Training, Investor Education, Emerging Regulatory Issues and Disciplinary Affairs. She also served on the Board of Directors of the FINRA Investor Education Foundation.
Prior to joining NASD, Ms. Walter served as the General Counsel of the Commodity Futures Trading Commission. Before joining the CFTC in 1994, Ms. Walter was the Deputy Director of the Division of Corporation Finance of the SEC. She served on the SEC’s staff beginning in 1977, both in that Division and in the Office of the General Counsel, including service as Associate General Counsel. Before joining the SEC, Ms. Walter was an attorney with a private law firm.
Ms. Walter is a member of the Board of Directors of Occidental Petroleum Corporation, the Sustainability Accounting Standards Board, the National Women’s Law Center and the FINRA Investor Education Foundation, and a member of the Board of Governors of FINRA. She is a member of the Academy of Women Achievers of the YWCA of the City of New York and the inaugural class of the DirectWomen Board Institute. She also has received, among other honors, the Presidential Rank Award (Distinguished), the Association of SEC Alumni William O. Douglas Award, the SEC Chairman’s Award for Excellence, the SEC’s Distinguished Service Award, and the Federal Bar Association’s Philip A. Loomis, Jr. and Manuel F. Cohen Awards.
She graduated from Yale University with a B.A., cum laude, in mathematics and received her J.D. degree, cum laude, from Harvard Law School. Ms. Walter is married to Ronald Alan Stern.